Senior Compliance Officer (RegTech Audit)

Senior Compliance Officer (RegTech Audit) We are seeking a dynamic and detail-oriented

Compliance Officer

with strong experience in

Regulatory Technology (RegTech) ,

IT audit , and

technology-driven compliance frameworks . This role is pivotal in ensuring regulatory compliance through collaboration with the IT department, focusing on systems, data governance, and control frameworks.

Candidates with AML / CFT backgrounds will not be considered.

Key Responsibilities :

Lead and support the implementation of

RegTech solutions

for regulatory reporting, compliance automation, and monitoring.

Collaborate with the

IT department

to ensure systems and infrastructure comply with regulatory requirements (e.g., data privacy, cybersecurity, access controls).

Conduct and support

IT audits

and compliance reviews, focusing on technology risk and internal control effectiveness.

Monitor regulatory changes and assess their impact on IT systems and compliance processes.

Develop and maintain compliance policies and procedures related to IT systems and data governance.

Liaise with internal stakeholders to ensure timely remediation of audit findings and compliance gaps.

Prepare reports and presentations for senior management and regulators on compliance status and technology risks.

Qualifications & Experience :

Bachelor’s or Master’s degree in

Law, Finance, IT, Risk Management , or related field.

8-12 years

of experience in compliance, IT audit, or technology risk roles.

Proven experience with

RegTech platforms

(e.g., AxiomSL, MetricStream, Actico, etc.) outside of AML / CFT use cases.

Strong understanding of

IT infrastructure ,

cybersecurity , and

data governance .

Familiarity with regulatory frameworks such as

ISO 27001 ,

COBIT ,

NIST , or similar.

Professional certifications such as

CISA ,

CRISC ,

CISM , or

CCEP

are preferred.

Analytical mindset with strong problem-solving skills.

Excellent communication and stakeholder management abilities.

Ability to work independently and collaboratively across departments.

High attention to detail and commitment to integrity.

Seniority level : Associate

Employment type : Full-time

Job function : Information Technology

Industries : Banking and Financial Services

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